SFC Licences of TSE Long Chak, Roger 謝朗澤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 26 June 2015 | 09 June 2017 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 9 | 27 July 2010 | 21 November 2010 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 27 July 2010 | 21 November 2010 |