SFC Licences of GUERVILLE Jerome Christian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Qube Research & Technologies Hong Kong Limited | RO | 9 | 03 March 2021 | |
Qube Research & Technologies Hong Kong Limited | RE | 9 | 18 January 2021 | 03 March 2021 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 2 | 28 February 2018 | 24 September 2019 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 1 | 28 February 2018 | 24 September 2019 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 15 September 2011 | 28 February 2018 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 14 July 2010 | 28 February 2018 |
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 14 July 2010 | 30 December 2011 |
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 14 July 2010 | 30 December 2011 |