SFC Licences of HODGE Craig
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 12 June 2015 | 16 October 2015 |
| BTIG Hong Kong Limited | RE | 1 | 03 October 2013 | 23 February 2015 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 25 October 2012 | 06 August 2013 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 25 October 2012 | 06 August 2013 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 31 October 2011 | 04 September 2012 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 22 July 2010 | 16 August 2011 |