SFC Licences of KAN Sherman Tsz Yuet 簡子悅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 03 July 2013 | 02 December 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 July 2010 | 15 January 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 19 July 2010 | 15 January 2013 |