SFC Licences of KAN Sherman Tsz Yuet 簡子悅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Corporate Finance (Hong Kong) Limited RE 6 03 July 2013 02 December 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 19 July 2010 15 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 19 July 2010 15 January 2013