SFC Licences of LEE Lo-Tzu 李洛慈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 17 August 2018 | 25 August 2018 |
| UBS Securities Asia Limited | RE | 1 | 01 June 2017 | 07 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 30 March 2016 | 30 April 2016 |
| UBS Securities Asia Limited | RE | 1 | 30 September 2015 | 11 October 2015 |
| UBS Securities Asia Limited | RE | 1 | 17 April 2015 | 26 April 2015 |
| UBS Securities Asia Limited | RE | 1 | 29 July 2010 | 20 November 2014 |