SFC Licences of XIAO Miao 肖淼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 4 | 13 November 2014 | 24 January 2015 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 | RE | 9 | 16 April 2013 | 03 October 2014 |
| Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 | RE | 4 | 16 April 2013 | 03 October 2014 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 12 March 2012 | 10 August 2012 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RE | 4 | 26 July 2010 | 10 August 2012 |