SFC Licences of FU Fai Wong 傅輝煌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 02 August 2016 | 28 September 2017 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 02 August 2016 | 28 September 2017 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 02 August 2016 | 28 September 2017 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 02 August 2016 | 28 September 2017 |
Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 19 June 2014 | 12 December 2014 |
Chief Securities Limited 致富證券有限公司 | RE | 4 | 20 December 2011 | 31 January 2014 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 23 July 2010 | 31 January 2014 |