SFC Licences of NG Wai Lap 伍偉立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 26 November 2015 | |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 18 June 2015 | 16 November 2015 |
Brilliant Norton Securities Company Limited 億聲證券有限公司 | RE | 1 | 30 October 2013 | 01 June 2015 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 July 2010 | 26 October 2013 |