SFC Licences of KEUM Howard Chang-Hwan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 23 November 2011 | 31 October 2014 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 04 November 2011 | 31 October 2014 |
Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 1 | 29 July 2010 | 19 August 2011 |
Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RE | 4 | 29 July 2010 | 04 August 2011 |