SFC Licences of AU Hon Kwong 區漢光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 04 May 2011 | 14 December 2012 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 06 September 2010 | 25 February 2011 |