SFC Licences of LAU Chun Yin 劉俊賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phoenix Capital Asia Limited 英明融資有限公司 RE 6 20 July 2017 30 June 2022
Phoenix Capital Asia Limited 英明融資有限公司 RE 4 20 July 2017 30 June 2022
Phoenix Capital Securities Limited 英明證券有限公司 RE 2 06 October 2014 30 June 2022
Phoenix Capital Securities Limited 英明證券有限公司 RE 1 06 October 2014 30 June 2022
Phoenix Capital Securities Limited 英明證券有限公司 RE 2 20 January 2011 28 November 2011
Phoenix Capital Securities Limited 英明證券有限公司 RE 1 27 August 2010 28 November 2011