SFC Licences of LIO Wai Ki 廖慧棋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 17 September 2020 | 28 February 2022 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 17 September 2020 | 28 February 2022 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 18 March 2014 | 10 March 2015 |
| Win Wong Securities Limited 宏旺證券有限公司 | RE | 1 | 27 August 2010 | 01 July 2011 |