SFC Licences of TSE Chau Ming 謝秋銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 02 December 2019 | 17 January 2022 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 9 | 10 October 2019 | 17 January 2022 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 10 October 2019 | 17 January 2022 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 10 October 2019 | 17 January 2022 |
| Bear Bright Limited 曜熊有限公司 | RE | 9 | 25 July 2018 | 11 September 2019 |
| Bear Bright Limited 曜熊有限公司 | RE | 4 | 25 July 2018 | 11 September 2019 |
| Bear Bright Limited 曜熊有限公司 | RE | 1 | 25 July 2018 | 11 September 2019 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 9 | 29 August 2016 | 13 July 2018 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 29 August 2016 | 13 July 2018 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 2 | 23 May 2016 | 13 July 2018 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 23 May 2016 | 13 July 2018 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 15 October 2010 | 08 May 2016 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 13 August 2010 | 08 May 2016 |