SFC Licences of YIP Min Wa 葉勉華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Imperial Capital Limited 盛世投資(香港)有限公司 | RO | 9 | 08 December 2022 | 15 March 2024 |
| Imperial Capital Limited 盛世投資(香港)有限公司 | RE | 9 | 03 November 2022 | 08 December 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 May 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 October 2014 | 31 May 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 October 2014 | 02 October 2017 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 27 February 2012 | 23 September 2014 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 27 February 2012 | 23 September 2014 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 14 September 2010 | 06 August 2011 |