SFC Licences of HOLZHERR Thomas Markus
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RE | 9 | 01 June 2012 | |
| Neuberger Berman Asia Limited | RE | 4 | 01 June 2012 | |
| Neuberger Berman Asia Limited | RE | 1 | 01 June 2012 | |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 16 August 2010 | 31 August 2011 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 16 August 2010 | 31 August 2011 |