SFC Licences of WOOD Robert Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BridgeWood Alternatives Limited | RO | 4 | 02 July 2021 | |
| BridgeWood Alternatives Limited | RO | 1 | 02 July 2021 | |
| Finex Hong Kong Limited | RO | 4 | 20 March 2020 | 18 June 2021 |
| Finex Hong Kong Limited | RO | 1 | 20 March 2020 | 18 June 2021 |
| Finex Hong Kong Limited | RE | 4 | 18 February 2019 | 20 March 2020 |
| Finex Hong Kong Limited | RE | 1 | 18 February 2019 | 20 March 2020 |
| Bucephalus Research Partnership Limited | RE | 4 | 02 August 2018 | 13 February 2019 |
| Factorial Management Limited | RE | 9 | 11 March 2016 | 04 May 2018 |
| Strategic Vision Investment Limited | RE | 9 | 25 September 2014 | 01 February 2016 |
| Serica Partners Limited 博望資本有限公司 | RE | 9 | 21 January 2013 | 13 September 2014 |
| Matchpoint Investment Management Asia Limited | RE | 9 | 28 October 2011 | 17 December 2012 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 9 | 09 February 2011 | 01 October 2011 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 1 | 18 October 2010 | 01 October 2011 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 4 | 18 October 2010 | 01 October 2011 |