SFC Licences of FORBES Andrew Stephen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zijing Capital Limited 紫荊融資有限公司 | RO | 6 | 03 October 2022 | |
| Zijing Capital Limited 紫荊融資有限公司 | RO | 1 | 03 October 2022 | |
| Zijing Capital Limited 紫荊融資有限公司 | RE | 6 | 27 June 2022 | 03 October 2022 |
| Zijing Capital Limited 紫荊融資有限公司 | RE | 1 | 27 June 2022 | 03 October 2022 |
| China Ease Securities Limited 中國明如證劵有限公司 | RO | 6 | 16 November 2017 | 09 November 2021 |
| China Ease Securities Limited 中國明如證劵有限公司 | RO | 1 | 16 November 2017 | 09 November 2021 |
| Anglo Chinese Securities, Limited 英高證券有限公司 | RE | 4 | 16 July 2014 | 01 May 2017 |
| Anglo Chinese Securities, Limited 英高證券有限公司 | RE | 1 | 16 July 2014 | 01 May 2017 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RE | 9 | 31 December 2010 | 01 May 2017 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RE | 6 | 31 December 2010 | 01 May 2017 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RE | 4 | 31 December 2010 | 01 May 2017 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RE | 1 | 31 December 2010 | 01 May 2017 |