SFC Licences of SUZUKI Chikako 鈴木仁子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 04 November 2011 | 01 September 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 November 2011 | 01 September 2015 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 31 January 2011 | 11 October 2011 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 29 September 2010 | 11 October 2011 |