SFC Licences of LI Yuehua 李月花
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 22 July 2011 | 25 August 2012 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 30 August 2010 | 11 July 2011 |