SFC Licences of LEE Ji Yeon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 4 | 23 March 2020 | |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RO | 1 | 23 March 2020 | |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 4 | 01 March 2017 | 23 March 2020 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 01 March 2017 | 23 March 2020 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 4 | 11 February 2011 | 28 February 2017 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 | RE | 1 | 27 September 2010 | 28 February 2017 |