SFC Licences of DYMOND Nicholas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RE | 9 | 27 March 2017 | 30 January 2019 |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 10 September 2010 | 30 January 2019 |