SFC Licences of JAMES Todd Howard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Differ Asset Management Company Limited RO 9 01 March 2018 09 August 2023
Differ Financial and Securities Limited 鼎豐金融證券有限公司 RO 1 13 February 2018 28 February 2019
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 9 02 December 2013 26 March 2015
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 4 02 December 2013 26 March 2015
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 RE 1 02 December 2013 26 March 2015
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 RO 9 14 March 2011 04 October 2012
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 RO 4 14 March 2011 04 October 2012
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 RO 1 14 March 2011 04 October 2012
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 RE 9 21 January 2011 14 March 2011
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 RE 1 20 September 2010 14 March 2011
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 RE 4 20 September 2010 14 March 2011