SFC Licences of SHEN Xiaojing 沈曉靜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 09 April 2015 31 August 2015
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 09 April 2015 31 August 2015
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 09 April 2015 31 August 2015
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 1 25 January 2011 04 August 2016
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 9 17 September 2010 04 August 2016
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 4 17 September 2010 04 August 2016