SFC Licences of AU Chi Lam 歐芷霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 January 2022 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 July 2016 | 31 January 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 July 2016 | 02 October 2017 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 21 August 2015 | 16 July 2016 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 21 August 2015 | 16 July 2016 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 05 April 2012 | 12 August 2015 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 05 April 2012 | 12 August 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 11 October 2011 | 23 March 2012 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 23 December 2010 | 23 March 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 September 2010 | 23 March 2012 |