SFC Licences of LIU Yawen 劉雅雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sectoral Asset Management Limited	RO	9	12 August 2022
Sectoral Asset Management Limited	RO	4	12 August 2022
Sectoral Asset Management Limited	RO	1	12 August 2022
Sectoral Asset Management Limited	RE	9	08 October 2021	12 August 2022
Sectoral Asset Management Limited	RE	4	08 October 2021	12 August 2022
Sectoral Asset Management Limited	RE	1	08 October 2021	12 August 2022
HSBC Investment Funds (Hong Kong) Limited	RE	1	17 November 2011	17 June 2021
HSBC Global Asset Management (Hong Kong) Limited	RE	1	17 November 2011	17 June 2021
Halbis Capital Management (Hong Kong) Limited	RE	1	17 November 2011	31 December 2011
HSBC Global Asset Management (Hong Kong) Limited	RE	9	27 September 2010	17 June 2021
HSBC Global Asset Management (Hong Kong) Limited	RE	4	27 September 2010	17 June 2021
Halbis Capital Management (Hong Kong) Limited	RE	4	27 September 2010	31 December 2011
Halbis Capital Management (Hong Kong) Limited	RE	9	27 September 2010	31 December 2011