SFC Licences of HUNG William 洪國晉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 27 March 2020 | 17 June 2022 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 27 March 2020 | 17 June 2022 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 17 October 2014 | 20 March 2020 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 17 October 2014 | 20 March 2020 |
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 11 June 2012 | 02 May 2014 |
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 03 April 2012 | 02 May 2014 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 04 November 2010 | 07 November 2011 |