SFC Licences of LIU Wai Ho 廖偉豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Tonghai Securities Limited 中國通海證券有限公司 |
RE | 1, 6 | 15 November 2017 | 28 February 2022 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RE | 1, 4, 6 | 22 February 2017 | 30 October 2017 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RE | 1, 4, 9 | 30 April 2014 | 12 January 2015 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RE | 4 | 24 January 2011 | 27 April 2012 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RE | 9 | 11 October 2010 | 27 April 2012 |