SFC Licences of LIU Wai Ho 廖偉豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Tonghai Securities Limited 中國通海證券有限公司
RE 1, 6 15 November 2017 28 February 2022
DBS Asia Capital Limited 星展亞洲融資有限公司
RE 1, 4, 6 22 February 2017 30 October 2017
Isola Capital Asset Management Limited 道源資產管理有限公司
RE 1, 4, 9 30 April 2014 12 January 2015
Cinda International Asset Management Limited 信達國際資產管理有限公司
RE 4 24 January 2011 27 April 2012
Cinda International Asset Management Limited 信達國際資產管理有限公司
RE 9 11 October 2010 27 April 2012