SFC Licences of LIU Wai Ho 廖偉豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 6 | 15 November 2017 | 28 February 2022 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 15 November 2017 | 28 February 2022 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 22 February 2017 | 30 October 2017 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 22 February 2017 | 30 October 2017 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 22 February 2017 | 30 October 2017 |
Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 9 | 30 April 2014 | 12 January 2015 |
Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 4 | 30 April 2014 | 12 January 2015 |
Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 1 | 30 April 2014 | 12 January 2015 |
Cinda International Asset Management Limited 信達國際資產管理有限公司 | RE | 4 | 24 January 2011 | 27 April 2012 |
Cinda International Asset Management Limited 信達國際資產管理有限公司 | RE | 9 | 11 October 2010 | 27 April 2012 |