SFC Licences of LEE Bertha 李幗雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 12 August 2011 | 20 February 2019 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 12 August 2011 | 20 February 2019 |
| Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 13 October 2010 | 01 August 2011 |
| Rifa Securities Limited 日發證券有限公司 | RE | 1 | 13 October 2010 | 01 August 2011 |