SFC Licences of LEAHY Timothy James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 30 June 2023 | 06 July 2023 |
| UBS Securities Asia Limited | RE | 1 | 01 February 2023 | 02 February 2023 |
| UBS Securities Asia Limited | RE | 1 | 16 January 2020 | 22 January 2020 |
| UBS Securities Asia Limited | RE | 1 | 01 November 2019 | 07 November 2019 |
| UBS Securities Asia Limited | RE | 1 | 19 July 2019 | 25 July 2019 |
| UBS Securities Asia Limited | RE | 1 | 16 May 2019 | 24 May 2019 |
| UBS Securities Asia Limited | RE | 1 | 01 March 2019 | 07 March 2019 |
| UBS Securities Asia Limited | RE | 1 | 25 January 2019 | 31 January 2019 |
| UBS Securities Asia Limited | RE | 1 | 12 October 2018 | 09 November 2018 |
| UBS Securities Asia Limited | RE | 1 | 14 September 2018 | 19 September 2018 |
| UBS Securities Asia Limited | RE | 1 | 08 March 2018 | 16 March 2018 |
| UBS Securities Asia Limited | RE | 1 | 15 June 2017 | 22 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 14 September 2016 | 11 October 2016 |
| UBS Securities Asia Limited | RE | 1 | 14 April 2016 | 23 April 2016 |
| UBS Securities Asia Limited | RE | 1 | 19 October 2010 | 08 April 2016 |