SFC Licences of HOROWITZ Barry Alan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AS Capital Limited | RO | 1 | 10 June 2019 | 31 March 2023 |
| Vantage Capital Markets HK Limited | RE | 1 | 25 October 2010 | 13 May 2011 |