SFC Licences of TONG Kwok Fai Alferd 湯國輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RE | 1 | 31 March 2014 | 04 July 2014 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 11 November 2010 | 20 March 2014 |