SFC Licences of SUN Jie 孫潔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 27 November 2013 | 12 December 2014 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 11 September 2012 | 18 November 2013 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 27 June 2012 | 28 August 2012 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 09 November 2010 | 15 June 2012 |