SFC Licences of MAK Kai Ming, Maurice 麥楷明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| VMS Asset Management Limited 鼎珮資產管理有限公司 | RE | 9 | 30 October 2019 | 14 December 2020 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 | RE | 9 | 21 December 2018 | 26 April 2019 |
| VMS Securities Limited 鼎珮證券有限公司 | RO | 4 | 16 October 2017 | 26 April 2019 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 9 | 15 August 2013 | 20 March 2019 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 4 | 15 August 2013 | 16 October 2017 |
| Allianz Global Investors Hong Kong Limited | RE | 1 | 21 October 2010 | 12 November 2010 |