SFC Licences of HO Yuen May May 何婉薇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Asia Wealth Securities Limited 亞洲創富證券有限公司 | RO | 1 | 13 April 2018 | 31 August 2019 |
Asia Wealth Securities Limited 亞洲創富證券有限公司 | RE | 1 | 13 March 2018 | 13 April 2018 |
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 | RO | 1 | 30 June 2017 | 16 January 2018 |
Grand Partners Securities Limited 利盟證券有限公司 | RO | 1 | 29 December 2016 | 24 June 2017 |
Sun Securities Limited 太陽證券有限公司 | RO | 1 | 25 February 2015 | 20 May 2016 |
Sun Securities Limited 太陽證券有限公司 | RE | 1 | 22 June 2011 | 25 February 2015 |
AIF Securities Limited 亞投證券有限公司 | RE | 1 | 22 November 2010 | 31 March 2011 |