SFC Licences of LAU Ka Chun 劉家峻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 15 April 2011 | 14 July 2011 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 15 April 2011 | 14 July 2011 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 27 October 2010 | 11 March 2011 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 27 October 2010 | 11 March 2011 |