SFC Licences of CHUA Kah Meng, Adrian

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 25 January 2018 03 February 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 19 June 2017 23 June 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 11 January 2017 15 January 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 20 June 2016 24 June 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 07 January 2016 16 January 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 18 June 2015 28 June 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 12 March 2015 20 March 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 23 June 2014 30 June 2014
UBS Securities Asia Limited RE 4 27 October 2010 22 June 2012