SFC Licences of SHAO Sheila
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RO | 1 | 15 June 2016 | 28 June 2019 |
ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RO | 9 | 27 November 2015 | 28 June 2019 |
ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RO | 4 | 27 November 2015 | 28 June 2019 |
ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 9 | 15 September 2015 | 27 November 2015 |
ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 4 | 15 September 2015 | 27 November 2015 |
Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RE | 9 | 10 August 2011 | 22 August 2015 |
Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RE | 1 | 26 October 2010 | 24 February 2012 |