SFC Licences of ELLIOTT Michael John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 28 November 2016 | 02 December 2016 |
UBS Securities Asia Limited | RE | 1 | 17 April 2015 | 24 April 2015 |
UBS Securities Asia Limited | RE | 1 | 23 May 2014 | 22 June 2014 |
UBS Securities Asia Limited | RE | 1 | 04 November 2010 | 01 April 2012 |