SFC Licences of TANG Li-yu 湯立宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nobo Capital Management (Hong Kong) Limited | RO | 9 | 17 May 2023 | 29 February 2024 |
Nobo Capital Management (Hong Kong) Limited | RO | 4 | 17 May 2023 | 29 February 2024 |
Nobo Capital Management (Hong Kong) Limited | RO | 9 | 12 April 2021 | 07 April 2022 |
Nobo Capital Management (Hong Kong) Limited | RO | 4 | 12 April 2021 | 07 April 2022 |
Huarong International Asset Management Limited 華融國際資產管理有限公司 | RE | 9 | 23 January 2018 | 12 July 2020 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 03 November 2010 | 13 April 2012 |