SFC Licences of LO Chi Shing 盧志成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 26 May 2020 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 26 May 2020 | |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 09 October 2013 | 13 May 2020 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 09 October 2013 | 13 May 2020 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RE | 2 | 17 April 2012 | 17 September 2013 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 17 April 2012 | 17 September 2013 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 25 November 2010 | 05 April 2012 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 25 November 2010 | 05 April 2012 |