SFC Licences of LAM Wai Man Raymond 林偉文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 18 May 2012 31 December 2014
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 02 November 2010 31 December 2014