SFC Licences of KWAN Ka Yin 關嘉妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 September 2021 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 June 2011 | 14 May 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 November 2010 | 03 June 2011 |