SFC Licences of HOWELL Daniel John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mikro Kapital HK Limited | RO | 4 | 18 December 2023 | |
Mikro Kapital HK Limited | RO | 1 | 18 December 2023 | |
St. James's Place (Hong Kong) Limited | RE | 9 | 17 December 2019 | 08 February 2023 |
St. James's Place (Hong Kong) Limited | RE | 4 | 17 December 2019 | 08 February 2023 |
St. James's Place (Hong Kong) Limited | RE | 1 | 17 December 2019 | 08 February 2023 |
Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 | RE | 4 | 12 August 2013 | 13 April 2014 |