SFC Licences of CHAN Sheung Tak, Ricky 陳尚德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | RE | 4 | 30 October 2014 | 16 January 2015 |
| FDB Financial Group Limited 灃展金融集團有限公司 | RE | 9 | 03 January 2012 | 15 March 2013 |
| FDB Financial Group Limited 灃展金融集團有限公司 | RE | 6 | 03 January 2012 | 15 March 2013 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 | RE | 9 | 30 November 2010 | 29 April 2011 |