SFC Licences of CAI Xiaoxiao 蔡驍驍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 | RO | 9 | 05 January 2023 | |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 | RE | 9 | 07 November 2022 | 05 January 2023 |
| Yong Rong (HK) Asset Management Limited 涌容(香港)資產管理有限公司 | RO | 9 | 14 April 2016 | 31 October 2022 |
| Yong Rong (HK) Asset Management Limited 涌容(香港)資產管理有限公司 | RE | 9 | 16 June 2015 | 14 April 2016 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 9 | 16 November 2010 | 11 November 2013 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 4 | 16 November 2010 | 11 November 2013 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 | RE | 1 | 16 November 2010 | 11 November 2013 |