SFC Licences of LAM Yik Wa 林奕華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
WiseWings Capital Management Limited 睿晉資本管理有限公司 | RO | 4 | 28 April 2020 | |
WiseWings Capital Management Limited 睿晉資本管理有限公司 | RO | 1 | 28 April 2020 | |
WiseWings Capital Management Limited 睿晉資本管理有限公司 | RO | 9 | 06 December 2019 | |
Sun International Investment Services Limited 太陽國際投資服務有限公司 | RO | 4 | 28 June 2018 | 22 November 2019 |
Sun International Investment Services Limited 太陽國際投資服務有限公司 | RO | 1 | 28 June 2018 | 22 November 2019 |
Sun International Investment Services Limited 太陽國際投資服務有限公司 | RE | 9 | 26 January 2017 | 22 November 2019 |
Sun International Investment Services Limited 太陽國際投資服務有限公司 | RE | 4 | 26 January 2017 | 28 June 2018 |
Sun International Investment Services Limited 太陽國際投資服務有限公司 | RE | 1 | 16 January 2017 | 28 June 2018 |
Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 13 July 2016 | 11 January 2017 |
GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 23 April 2014 | 30 June 2016 |
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 18 November 2010 | 13 November 2012 |