SFC Licences of LAM Yik Wa 林奕華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
WiseWings Capital Management Limited 睿晉資本管理有限公司 RO 4 28 April 2020
WiseWings Capital Management Limited 睿晉資本管理有限公司 RO 1 28 April 2020
WiseWings Capital Management Limited 睿晉資本管理有限公司 RO 9 06 December 2019
Sun International Investment Services Limited 太陽國際投資服務有限公司 RO 4 28 June 2018 22 November 2019
Sun International Investment Services Limited 太陽國際投資服務有限公司 RO 1 28 June 2018 22 November 2019
Sun International Investment Services Limited 太陽國際投資服務有限公司 RE 9 26 January 2017 22 November 2019
Sun International Investment Services Limited 太陽國際投資服務有限公司 RE 4 26 January 2017 28 June 2018
Sun International Investment Services Limited 太陽國際投資服務有限公司 RE 1 16 January 2017 28 June 2018
Imperium International Securities Limited 帝國國際証券有限公司 RE 1 13 July 2016 11 January 2017
GEO Securities Limited 智易東方證券有限公司 RE 1 23 April 2014 30 June 2016
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 RE 1 18 November 2010 13 November 2012