SFC Licences of CHUNG Yee Ling 鍾綺靈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 08 February 2024 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RO | 2 | 08 February 2024 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 December 2023 | 08 February 2024 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 December 2023 | 08 February 2024 |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 03 October 2023 | 06 December 2023 |
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 03 October 2023 | 06 December 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 August 2023 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 14 March 2016 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 July 2014 | 31 August 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 July 2014 | 02 October 2017 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 20 December 2010 | 30 May 2014 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 20 December 2010 | 30 May 2014 |