SFC Licences of LI Kwong 李罡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 21 June 2012 | 07 October 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 29 December 2010 | 07 October 2013 |