SFC Licences of GUO Xiaoxuan 郭筱璇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 18 May 2016 | 23 September 2016 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 24 October 2014 | 05 June 2015 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 20 May 2013 | 17 February 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 September 2011 | 23 October 2012 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 12 September 2011 | 23 October 2012 |
| Encap (Global) Asset Management Limited 君裕(國際)資產管理有限公司 | RE | 9 | 06 January 2011 | 31 May 2011 |