SFC Licences of CHAN Siu Lung 陳小龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 03 January 2012 | 23 November 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 January 2012 | 23 November 2016 |
| Nerico Brothers Limited | RE | 2 | 21 June 2011 | 19 December 2011 |
| Nerico Brothers Limited | RE | 1 | 14 December 2010 | 19 December 2011 |